The Company only transacts business in states where it is properly registered, or excluded or exempted from registration requirements.

Different types of investment involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. No client or prospective client should assume that any information presented and/or made available on this Website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional.

Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.

In accordance with SEC requirements, Heritage hereby offers to deliver a free copy of its Customer Relationship Summary (Form CRS) and current brochure (ADV Part 2A and 2B).

Please contact our Chief Compliance Officer, Mr. S. Hardy Taylor, htaylor@heritageinvestment.com, to request a copy of our brochure.

Disclosure PDFs

(Updated February 2024)

CRS and ADV Part 2A and 2B with Retirement Plan Form